Guidelines

Belmont Report

Boundaries Between Prctices & Research

Practice: intervention used to enhance the well-being of individuals.

Basic Ethical Priciples

  1. Respect for Persons
  • autonomy assurance
  • autonomy protection
  1. Beneficence
  • do not harm
  • maximize benefits and minimize harms
  1. Justice
  • equal share
  • need-based
  • effort-based
  • contribution-based
  • meried-based

Application

  1. Informed Consent
  • Information
    • procedure
    • purpose
    • risk
    • anticipated benefits
    • alternatives
    • statement of asking and withdrawing at any time
  • Comprehension
  • Voluntariness
  1. Assessment of Risks and Benefits
  • nature and scope
  • systematic assessment
  • selection of subjects

Definition

What is Research

Systematic investigation, including research development, testing, and evaluation, designed to develop or contribute to generalizable knowledge.

What is Human Subject

a living individual about whom a researcher (whether professional or student) conducting research:

  • Obtains information or biospecimens through intervention or interaction with the individual, and uses, studies, or analyzes the information or biospecimens
  • Obtains, uses, studies, analyzes, or generates identifiable private information or identifiable biospecimens

What is private information

Federal Regulations

What research must be reviewed

  • research
  • human subject

Not Research:

  • Scholarly and journalistic activities

  • Public health surveillance activities

  • Collection and analysis by or for a criminal justice agency for activities authorized by law or court order or criminal investigative purposes

  • Authorized national activities

Expedited Review or Convened IRB Review

initial approval - no more than minimal risk to subjects - eligible research activities

Who must review

  • individuals screen research
  • 1+ IRB members
  • members of a convened IRB

What quetsions should be address

  1. exempt research

  2. expedited Review

  • cannot reject
  • no need continuing review
  1. IRB Review

Additional Review for approved research

criteria

  • continuing review
  • changes need review and approval
  • report unanticipated problem

expedited or IRB

expedited:

  • no more than minimal risk and no additional risks
  • not subjects enrolled and no additional risks

IRB

An IRB is a review committee established to ensure that the rights and welfare of human research subjects are protected.

Membership

  • sensitivity
  • knowledge and experience
  • conversant

authority

  • approve research
  • disapprove research
  • require modification
  • conduct contunuing reviews
  • suspend or terminate approval
  • observe process and procedures

Identifying Risk

categories of risks

  • invasion of privacy
  • breach of confidentiality
  • study procedures

assessing risks

  • probability and magnitude of harm
  • situation and time
  • subject population

both researchers and potential subjects should be involved into the assessing risks.

balancing risks

subjects need to be given sufficient information to make a decision about whether they are willing to accept risks and participate in the research.

minimizing and managing risk

  • data protection
  • certificates of confidentiality
  • consent document

Author's bio

He Huang (https://huanghe.me) is a PhD student at the University of Texas at Dallas. He is currently enrolled in the IMS PhD Program.

Reuse

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